20 Dec 2018 Supporters of insider trading regulations argue that it goes against is set out under section 218 of the Securities and Futures Act (SFA). 21 Nov 2018 Hong Kong's Securities and Futures Commission recently announced that it will adopt new measures to protect the interests of investors in 1 Nov 2018 The Hong Kong Securities and Futures Commission (SFC) has earlier and regulations when carrying out activities related to virtual assets. 21 Apr 2017 Securities and Futures Advisers (Licensing and Operations) Regulations, 2017. ( 2) They shall come into force at once. 2. Definitions.- (1) In these 5 Sep 2017 Hong Kong's Securities and Futures Commission (SFC) has issued a statement regarding ICO regulations. The SFC states that digital tokens This requirement was enacted in the “Securities and Futures Act (Reporting of Derivatives Contracts) Regulation”, 2013. Timelines. The initial implementation has
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This requirement was enacted in the “Securities and Futures Act (Reporting of Derivatives Contracts) Regulation”, 2013. Timelines. The initial implementation has 5 Nov 2008 OFAC recommends that every securities and futures firm establish and maintain an illustrate their efforts to comply with OFAC regulations. Securities Regulation, its notices and historical information.
—(1) These Regulations are the Securities and Futures (Organised Markets) Regulations 2018 and, except for regulation 12, come into operation on 8 October 2018. (2) Regulation 12 comes into operation on 1 October 2018.
—(1) These Regulations are the Securities and Futures (Organised Markets) Regulations 2018 and, except for regulation 12, come into operation on 8 October 2018. (2) Regulation 12 comes into operation on 1 October 2018. Securities and Futures (Clearing of Derivatives Contracts) Regulations 2018 Regulations pertaining to the mandatory centralised clearing of certain derivatives contracts. Record Keeping
The federal securities laws govern the offer and sale of securities and the trading of securities, activities of certain professionals in the industry, investment companies (such as mutual funds), tender offers, proxy statements, and generally the regulation of public companies.
“Government securities” means specified products issued or proposed to be issued by the Government, and includes —. (a) any debenture, stock or bond issued or proposed to be issued by the Government; (b) any right or option in respect of any debenture, stock or bond referred to in paragraph (a); Securities and Futures (Licensing And Conduct Of Business) Regulations. Sets out requirements for licensing, representative notification and conduct of business, and criteria for exemptions from licensing. Apply to all capital markets services licensees, registered fund management companies and exempt capital markets services entities. These Regulations are the Securities and Futures (Offers of Investments) (Securities and Securities-based Derivatives Contracts) Regulations 2018 and come into operation on 8 October 2018.
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Securities and Futures (Licensing and Conduct of Business) Regulations. Status: Current version as at 06 Dec 2019. Print. Table Of Contents. Securities and 5 Oct 2018 Securities and Futures (Offers of Investments) (Securities and. Securities-based Derivatives Contracts) Regulations 2018 These Regulations are the Securities and Futures (Offers of Investments) ( Securities and Securities-based Derivatives Contracts) Regulations 2018 and come